If you want interactive RIA infrastructure,

there is one.

Your data shouldn't sit in silos waiting to be pulled into spreadsheets. You should be interacting with it -- and so should every process in your firm. Custodian files feeding your compliance manual. Billing verified against live positions. Regulatory changes triggering policy updates automatically. That's what interactive means here: speed, accuracy, and automation across your entire operation.

COMPLIANCE DASHBOARD
AUM & MONEY MOVEMENT
Total AUM
$2.14B
Inflows (MTD)
+$18.4M
Outflows (MTD)
-$6.2M
Net Flow (QTD)+$42.7M
Largest Inflow$4.1M (IRA Rollover)
Fee Revenue (QTD)$3.86M
PORTFOLIO OVERSIGHT
Drift Alerts
14
Concentration
7 accts
ABC Shares
23
RISK MATRIXLOW -> HIGH
Margin Debt$2.7M / 24 accts
Derivative Notional$90.8M
Complex Products41 positions
COMPLIANCE & BILLING
Tasks Complete
41/44
Billing Exceptions
598
Gap Score
96%
FEE VERIFICATION BY SCHEDULE11.2% EXCEPTION RATE
Website Review9 sites / 0 violations
CRD Changes2 pending review
Attestations34/37 complete
REGULATORY INTEL & FUNDS
Reg Items
147
High Relevance
3
Fund Alerts
12
SECMarketing Rule UpdateHIGH
FINRAReg BI Examination PrioritiesHIGH
FED REGCustody Rule AmendmentMED
SECForm ADV Technical UpdateLOW
Fund Tickers Monitored1,797
N-PORT Holdings Analyzed63,938
Alternatives Flagged28 lower-cost
SDD
ORION
EDGAR
CRD
FINRA
LIVE
$2.14B
AUM Analyzed
63,938
Positions Parsed
44
Tasks Synced
1,797
Funds Monitored

The compliance industry sells process.

Calendars
Checklists
Document libraries
Email chains

Interactive Fintech computes answers.

ADV Item 5 from actual positions
Billing verification from raw custodian files
AI-scored regulatory ingestion
Digital manual with computed gap analysis

Two minutes. Not two weeks.

Regulation Detected
AI Triage
Manual Updated
Tasks Synced
Advisor Review
Audit Trail
Dashboard
WHAT RUNNING AN RIA REQUIRES

Every obligation. Computed.

Everything you have to manage as a registered investment adviser -- and how we handle each one.

Compliance Manual
48
SEC requirements mapped

Living database, not a Word doc. AI-generated policies. Real-time gap analysis. Version history with diff.

Billing Verification
5,337
accounts independently verified

Raw custodian fee debits vs calculated expectations. 11.2% exception rate found in production. 6 fee types.

Regulatory Monitoring
6
sources ingested automatically

Federal Register, SEC, FINRA. AI relevance scoring against your firm profile. Detection to policy update pipeline.

Advisor Supervision
37
advisors monitored across 3 entities

CRD auto-monitoring. Web presence scanning. Business card archival. Quarterly attestation tracking.

Custodian Data
63,938
positions parsed daily

Schwab SDD files processed on-premises. Transaction, position, and holdings analysis. Daily flow analytics.

ADV Filings
$90.8M
derivative exposure computed

Item 5 answers from actual positions. Margin debt, options, GNE buckets for Schedule D. Not estimated.

Fund Oversight
1,797
tickers monitored via SEC EDGAR

N-PORT CUSIP-level holdings. Material change detection. Alternatives scoring. 6 alert types.

Executive Visibility
0
manual data pulls required

Daily dashboards refresh automatically. Money movement emails before your first meeting. Real-time health scores.

COMPETITIVE LANDSCAPE

9 capabilities no one else has built.

Verified against documented product capabilities.

CapabilityiFTCOMPLYSmartRIAHadriusOrionACA
Custodian file parsing (Schwab SDD)
Independent billing verification
ADV Item 5 from actual positions
Fund monitoring with SEC EDGAR
AI regulatory intelligence
Digital manual + gap analysis
Daily money movement tracking
CRD monitoring
Prospect pipeline + scoring
$
Assets Parsed
Accounts Analyzed
Positions Computed
<
Billing Exception Rate

Custodian data. Portfolio analytics. Regulatory intelligence.

Compliance manual. Billing verification. Executive reporting.

One platform. Fully integrated.

Interactive Fintech

ENTERPRISE DEPLOYMENTS